Investment Services

Investment Services

HERE FOR YOU. EVERY DAY.

HERE FOR YOU. EVERY DAY.

We offer a number
of investment options.

We offer a number
of investment options.

We take the stress out of making the
most of your investment portfolio.

We take the stress out of making the
most of your investment portfolio.

Through LPL Financial we offer access
to comprehensive investment strategies,
including investment management,
retirement planning, 401(k) and IRA
rollovers and small business
retirement plans.

Through LPL Financial we offer access to comprehensive investment strategies, including investment management, retirement planning, 401(k) and IRA rollovers and small business retirement plans.

LPL Financial is a full-service broker-dealer with a financial representative located at Carolina Alliance Bank. The placement of these services in your bank is designed to assist you in fully integrating all your financial activities into one convenient location.

Talk to your personal banker about investment strategies that meet your financial goals within your comfort zone for risk.
RETIREMENT

Everyone should think about retirement. At Carolina Alliance Bank, we help you find the retirement savings solution that fits your current financial situation.

  • 401(k)
  • Traditional IRA
  • Roth IRA
  • SEP IRA
  • Non-qualified Deferred Contribution Plan
  • Guaranteed Income Annuities
  • REIT

Get more information >>

COLLEGE EDUCATION

It can be overwhelming and challenging to save money to fund your child’s education. With our help, you will be on your way to make sure your child is not worrying about how to pay for school. Please see one of our investment advisors for more information.

  • 529 College Plans
  • Roth IRA
  • Coverdell Education Savings Account
  • UGMA and UTMA Custodial Accounts

Find Your Advisor >>

ESTATE PLAN

It is best to prepare your finances for unforeseen tragedy or death. Our estate planning services will help you manage and distribute your assets to heirs, settle estate taxes and so much more.

  • Assets Under Management
  • Social Security Planning
  • Wealth Transfer
  • Capital Preservation
  • Death Settlement Assistance
  • Trust Funds
  • Will Preparation

Find Your Advisor >>

BROKERAGE SERVICES

The partnership between Carolina Alliance Bank and LPL Financial has made it possible for you to explore other ways of investments, such as brokerage. Please see one of our investment advisors for more information.

  • Stocks
  • Bonds
  • Mutual Funds
  • ETFs Options

Find Your Advisor >>

Not FDIC Insured Not Bank Guaranteed May Lose Value
Not Insured by any Federal Government Agency Not a Bank Deposit

*Investments and securities offered through LPL Financial, Member FINRA/SIPC. Insurance products offered through LPL Financial or its licensed affiliates. Carolina Alliance Bank is not a registered broker/dealer and is not affiliated with LPL Financial. The LPL Financial Registered Representatives associated with this page may only discuss and/or transact securities business with residents of the following states: FL, GA, NC, SC, TX. Check the background of investment professionals associated on this website with on FINRA’s BrokerCheck.

*Investments and securities offered through LPL Financial, Member FINRA/SIPC. Insurance products offered through LPL Financial or its licensed affiliates. Carolina Alliance Bank is not a registered broker/dealer and is not affiliated with LPL Financial. The LPL Financial Registered Representatives associated with this page may only discuss and/or transact securities business with residents of the following states: FL, GA, NC, SC, TX. Check the background of investment professionals associated on this website with on FINRA’s BrokerCheck.

Additional personalized
investment services

At Carolina Alliance Bank, we have a large number of services available to meet all of your investing needs.

MONEY MARKET

A savings account that earns a higher amount of interest than a basic savings account.

Learn More for Business >>
Learn More for Personal >>

CDARS

A program that allows you to spread money around various banks. This helps people who invest in certificate of deposits or CDs to stay below FDIC insurance limits at any given bank.

Learn More >>

CDS AND IRAS

CDs
Similar to savings account, in that they are insured “money in the bank” and thus virtually risk free.

Learn More for Business >>
Learn More for Personal >>

IRA
A was to save money for retirement with tax-free or tax-deferred growth.

Learn More >>

INSURED CASH SWEEPS

A convenient way for customers to earn a return and access multimillion‐dollar FDIC protection on large deposits.

Learn More >>

Investment Services - Investment Strategies - Find Your Banker

Ready to start?

Our dedicated and experienced investment advisors work with you to find the best options for your needs.

Ready to start?

Our dedicated and experienced
investment advisors work with
you to find the best options
for your needs.

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