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Shareholder Communications

Quarterly Reports

Shareholder Update for Fourth Quarter 2017
Shareholder Update for Third Quarter 2017
Shareholder Update for Second Quarter 2017
Shareholder Update for First Quarter 2017
Shareholder Update for the Fourth Quarter 2016
Shareholder Update for the Third Quarter 2016
Shareholder Update for Second Quarter 2016
Shareholder Update for First Quarter 2016
Shareholder Update for Third Quarter 2015
Shareholder Update for Second Quarter 2015
Carolina Alliance Reports its First Quarter 2015 Results
Shareholder Update For Fourth Quarter 2014
Shareholder Update For Third Quarter 2014

Annual Reports

Annual Report 2016
Annual Report 2015
Annual Report 2014

Investor Presentations

Investor Presentation, Second Quarter 2017
Investor Presentation, First Quarter 2017
Investor Presentation, February 2017
Investor Presentation, June 2016
Investor Presentation, May 2016

Other Documents

Carolina Alliance Announces 5% Stock Dividend
Proxy Statement for the 2017 Meeting of Shareholders
Joint Proxy Statement/Offering Circular, May 11, 2015
Carolina Alliance Announces SBLF Preferred Stock Redemption

IRS Form 8937

IRS Form 8937 is made available pursuant to Internal Revenue Service guidance and U. S. Treasury regulations for the purpose of reporting organizational actions that affect the tax basis of the securities involved. Carolina Alliance Bank does not provide tax, accounting or legal advice. Please consult your personal advisers for further clarification and application of this information to your particular tax circumstances.

Carolina Alliance Bank - Form 8937, September 19, 2017
Carolina Alliance Bank - Form 8937, February 10, 2016
Carolina Alliance Bank - Form 8937, November 5, 2015
Carolina Alliance Bank - Form 8937, October 7, 2014
Forest Commercial Bank - Form 8937, June 1, 2012

Stock Transfer Agent

American Stock Transfer & Trust Company, LLC (AST) is the Transfer Agent, Dividend Paying Agent, Stock Investment Plan Administrator, and Shareholder Records Agent for Carolina Alliance Bank. AST's automated telephone support services are available 24 hours per day, seven days per week. AST's staff also is available by mail or on the Internet.

AST may be contacted as follows:

  • Mail:
    AST
    Attention: Carolina Alliance Bank
    6201 15th Avenue
    Brooklyn, NY 11219
  • Telephone:
    An AST shareholder services representative can be reached at (800) 937-5449 or 718-921-8124 between the hours of 8 a.m. and 8 p.m. Eastern Time, Monday through Friday. An Interactive Voice Response System is available 24 hours a day, seven days a week.
 

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